Wednesday, February 19, 2020

PLOS CEO Alison Mudditt discusses new OA agreement with the University of California

The Public Library of Science (PLOS) and the University of California (UC) have today announced a two-year agreement designed to make it easier and more affordable for UC researchers to publish in the non-profit open-access publisher’s suite of seven journals.

Under the agreement – which is planned to go into effect this Spring – UC Libraries will automatically pay the first $1,000 of the article processing charge (APC) incurred when UC authors choose to publish in a PLOS journal.

Authors who do not have research funds available can request UC Libraries pay the full APC fee. The aim is to ensure that lack of research funds does not present a barrier for UC authors wishing to publish with PLOS.

The pilot is intended to test whether an institutional participation model that leverages multiple funding sources, rather than only grant funds, can provide a sustainable and inclusive path to full open access.

Below PLOS CEO Alison Mudditt discusses the new agreement and addresses some of the issues that the current trend for universities and consortia to sign so-called transformative agreements with legacy publishers raises for native open-access publishers like PLOS.

The interview begins …

Alison Mudditt
RP: The PLOS/UC agreement is essentially the same deal as UC signed with JMIR Publications in January. Is that correct?

AM: Essentially yes. UC has made their priorities for these agreements clear, so most UC deals will be very similar.

In addition, we are generating custom reporting for the UC to help them evaluate the efficacy of the pilot in bringing new authors to open access publishing while maintaining existing funding streams.

RP: Would I be right in thinking that these deals are native open-access publishers’ response to the transformative agreements that legacy publishers have been signing with universities and consortia like Project DEAL?

AM: While we can only speak on behalf of PLOS, this is certainly one of the drivers for us. We think that there is a significant opportunity for institutions and funders to prioritize partnerships with native OA publishers who stand fully aligned with their OA objectives.

We have been reassured by the commitment from institutions and consortia not to sideline negotiations with (and thereby disadvantage) native OA publishers.

RP: How many articles do you envisage UC faculty publishing with PLOS during the two-year period of the agreement?

AM: If we base it on previous years, then around 600-800 articles.

RP: How many articles a year do UC faculty currently publish with PLOS?

AM: Around 300 per year, across the seven journals.

RP: As I understand it, the agreement means that UC faculty will be able to publish in any PLOS journal and the first $1,000 will be paid by UC libraries. If the researcher has access to no research funds s/he can request full funding from the libraries. Is there any maximum sum agreed with UC libraries such that the funds could run out before the pilot ends?

AM: Yes, we have agreed to a capped total spend of $1.5M USD over the two-year period. This cap reflects library spend plus grant funding declared by authors.

Once that spending cap is reached, PLOS has committed to cover the cost of additional UC publications (assuming UC authors continue to faithfully declare their existing grant funding, a two year spend is most likely to fall between $1.2M and $1.25M).

$1.5M would demonstrate an unprecedented increase in publications from the UC – but of course, a key unknown is the level of demand once the barrier of APCs is removed.

If for some reason, we reach this cap earlier in the agreement period than expected (if at all), we have agreed to good faith renegotiations to ensure that both PLOS and the UC are protected from unanticipated surges in cost.

RP: Will the details of the agreement be published?

AM: Yes – as are all of the UC agreements.

RP: PLOS has an Institutional Account Program, of which I do not think UC is currently a participant. What is the difference between the agreement announced today and UC simply signing up to become a participant of the IAP?

AM: The Institutional Account Program is a simple direct billing program meant to minimize administrative overhead of APCs either through pay-as-you-go monthly invoices or debiting from a standalone account. While useful for mitigating administrative costs, it is not an OA deal, or transformative, in and of itself.

This new deal enables the UC to allow grants to cover APCs when they exist, so they can focus their support on where it is needed most (i.e. where authors do not have the grant funds). It introduces an organized, multiple-payer model of OA, which we think is important to test out.

And it meets our primary goals with new business models of ensuring that any author who wants to can publish with PLOS, regardless of ability to pay an APC.